Legislation

• Department of Public Offering Supervision of the China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum (No.18) - Regulatory Requirements on the Qualifications and Acts of the Inquiry Recipients of Initial Public Offerings of Shares

  中国证监会发行监管部股票发行审核标准备忘录第18号–对首次公开发行股票询价对象条件和行为的监管要求

  Promulgated: December 7 2004Main contents: Inquiry recipients' own business or securities investment products managed by them shall be limited to the following…

  January 31, 2005

• China Banking Regulatory Commission, Issues Relevant to Information Disclosure on Consolidated Trust Fund Business by Trust and Investment Companies Circular

  中国银行业监督管理委员会关于信托投资公司集合资金信托业务信息披露有关问题的通知

  Issued: December 8 2004Effective: as of date of issueMain contents: The Circular specifies the general requirements for information disclosure on consolidated…

  January 31, 2005

• China Securities Regulatory Commission, Several Issues Concerning the Trial Implementation of an Inquiry System for Initial Public Offerings of Shares Circular

  中国证券监督管理委员会关于首次公开发行股票试行询价制度若干问题的通知

  Issued: December 7 2004Effective: January 1 2005Main contents: The Circular elaborates the procedure for making inquiries to securities investment fund…

  January 31, 2005

• Department of Intermediary Supervision of the China Securities Regulatory Commission, Issues Relevant to Issue of Short-term Bonds by Securities Companies Circular

  中国证券监督管理委员会机构监管部关于证券公司发行短期融资券相关问题的通知

  Issued: January 11 2005Main contents: Securities companies intending to issue short-term bonds shall submit certain materials to certify their fulfilment…

  January 31, 2005

• Other Recent Legislation for this Month

  National LegislationAdvertisingAdministration of Advertising Business Permits Procedures 广告经营许可证管理办法L5500/04.11.30Environmental…

  January 31, 2005

• State Administration for Industry and Commerce, Administration of Printed Advertisements Procedures

  国家工商行政管理总局印刷品广告管理办法

  Promulgated: November 30 2004Effective: January 1 2005Applicability: "Printed advertisements" refers to the common form of printed advertisements such…

  January 31, 2005

• State Administration for Industry and Commerce, Administration of Advertising Regulations Implementing Rules

  国家工商行政管理总局广告管理条例施行细则

  Issued: November 30 2004Effective: January 1 2005Applicability: Sino-foreign equity joint ventures, Sino-foreign cooperative joint ventures and wholly…

  January 31, 2005

• Investments in Insurance Company Subordinated Debt with Fixed Term by Insurance Companies and Insurance Asset Management Companies Circular

  关于保险公司、保险资产管理公司投资保险公司次级定期债务的通知

  The Circular deals with issues related to investments in insurance company subordinated debt with fixed term by insurance companies and insurance asset management companies. Investments in subordinated debt by insurance companies shall handled by the head office of insurance companies.

  January 31, 2005

• China Insurance Regulatory Commission, Administration of Insurance Brokerages Provisions

  中国保险监督管理委员会保险经纪机构管理规定

  Promulgated: December 15 2004Effective: January 1 2005Interpreting authority: China Insurance Regulatory Commission (CIRC)Main contents: Without the approval…

  January 31, 2005

• Department of Public Offering Supervision of the China Securities Regulatory Commission, Further Improving the Implementation of the «Sponsorship System for Offering and Listing of Securities Tentative Procedures» Circular

  中国证监会发行监管部关于进一步做好《证券发行上市保荐制度暂行办法》实施工作的通知

  Issued: December 31 2004Main content: Starting from January 1 2005, the China Securities Regulatory Commission (CSRC) will not, prior to the issuance of…

  January 31, 2005