Capital Markets

• State Development Planning Commission, People's Bank of China and State Administration of Foreign Exchange, Adjusting the Management and Structure of the Foreign Debt Risks of State-owned and State-controlled Enterprises Guiding Opinion

  国家发展计划委员会、中国人民银行、国家外汇管理局国有和国有控股企业外债风险管理及结构调整指导意见

  Issued: July 8 2002Main contents: The Opinion states that enterprise foreign debt safety is the basis of national foreign debt safety (Section One). After…

  September 02, 2002

• Supreme People's Court, Questions Concerning the Validity of a Mortgage Contract Signed by a State-owned Industrial Enterprise With the Creditor Using Such Property as Machines and Equipment as Mortgaged Property Official Reply

  最高人民法院关于国有工业企业以机器设备等财产为抵押物与债权人签订的抵押合同的效力问题的批复

  Issued: June 18 2002Effective: June 22 2002Main contents: The Reply clarifies that a mortgage contract signed by a State-owned industrial enterprise with…

  September 02, 2002

• Ministry of Foreign Trade and Economic Cooperation, Questions Relevant to the Conversion of Non-listed Foreign Investment Shares of Foreign-invested Companies Limited by Shares into B Shares for Circulation Supplementary Circular

  外经贸部关于外商投资股份有限公司非上市外资股转Ｂ股流通有关问题的补充通知

  Issued: August 16 2002Applicability: For the purposes of this Circular, "foreign-invested companies limited by shares" refers to foreign-invested companies…

  September 02, 2002

• China Securities Regulatory Commission, Relevant Requirements for Listed Companies Offering Additional New Shares Circular

  中国证监会关于上市公司增发新股有关条件的通知

  Issued: July 24 2002Effective: as of date of issueMain contents: Any listed company that wishes to issue new shares shall have to fit the requirements…

  September 02, 2002

• Market Access Report: Securities & Funds

  Jones, Day, Reavis & PogueMainland China's stock markets, recently achieved a combined market capitalization of Rmb4.352 trillion (US$526 billion),…

  September 02, 2002

• Department of Public Offering Supervision of China Securities Regulatory Commission, Standards for Examination and Verification of Share Issues Memorandum No.7 Examination and Verification Requirements for Determination and Creation of State-owned Equity

  中国证监会发行监管部股票发行审核标准备忘录第7号 – 关于国有股权界定及处置问题的审核要求

  Issued: April 16 2002Main contents: The Requirements stipulate that State-owned companies limited by shares and non-State-owned companies limited by shares…

  July 02, 2002

• China Securities Regulatory Commission, Establishment of Securities Companies with Foreign Equity Participation Rules

  中国证券监督管理委员会外资参股证券公司设立规则

  Promulgated: June 1 2002Effective: July 1 2002Main contents: The Rules specify the business that a securities company with foreign equity participation…

  July 02, 2002

• Shenzhen Stock Exchange, Administration of Overseas Institution B-share Seats Rules

  深圳证券交易所境外机构B股席位管理规则

  Issued: June 19 2002Effective: as of date of issueInterpreting authority: Shenzhen Stock ExchangeApplicability: An "overseas institution B-share seat"…

  July 02, 2002

• China Securities Regulatory Commission, Establishment of Fund Management Companies with Foreign Equity Participation Rules

  中国证券监督管理委员会外资参股基金管理公司设立规则

  Promulgated: June 1 2002Effective: July 1 2002Main contents: The Rules list the conditions that an overseas shareholder of a fund management company must…

  July 02, 2002

• Department of Investment Funds Supervision of China Securities Regulatory Commission, Issues Relevant to Participation in the Subscription of Share Issues by Securities Investment Funds Circular

  中国证监会基金监管部关于证券投资基金参与股票发行申购有关问题的通知

  Issued: March 12 2002Main contents: The Circular stipulates that an individual investment fund cannot hold shares issued by the same company for more than…

  July 02, 2002