Capital Markets

• China Securities Regulatory Commission, Issue of Convertible Bonds by Listed Companies Implementing Procedures

  中国证券监督管理委员会上市公司发行可转換公司債券实施办法

  Promulgated: April 26 2001Effective: as of date of promulgationMain contents: The Procedures cover the conditions of issue, the submission, examination…

  June 02, 2001

• China Securities Regulatory Commission, Administration of Clients' Transaction Settlement Funds Procedures

  中国证券监督管理委员会客户交易结算资金管理办法

  Promulgated: May 16 2001Effective: January 1 2002Applicability: The Procedures apply to the deposit and custody of clients' transaction settlement funds…

  June 02, 2001

• China Securities Regulatory Commission, Methods of Competitive Bidding for New Shares Offered Online Guidance Opinion (Draft for Public Comment)

  中国证券监督管理委员会新股发行上网竞价方式指导意见﹝公开征求意见稿﹞

  Published: May 17 2001Main contents: According to the Opinion, new shares may, at the option of the issuer and the lead distributor and subject to verification…

  June 02, 2001

• China Securities Regulatory Commission, Questions Relevant to the Engagement in Lead Distributing Business for Share Issues by Securities Companies Guidance Opinion

  中国证券监督管理委员会证券公司从事股票发行主承销业务有关问题的指导意见

  Issued: March 17 2001Effective: as of date of issueInterpreting authority: China Securities Regulatory CommissionApplicability: Lead distributing business…

  June 02, 2001

• Share Issuance Examination Committee of China Securities Regulatory Commission, Examination Work Associated with Initial Public Offering of Shares Guidance Opinion

  中国证监会股票发行审核委员会关于首次公开发行股票审核工作的指导意见

  Promulgated: May 11 2001Effective: as of date of promulgationMain contents: The Opinion requires members of the Share Issuance Examination Committee to…

  June 02, 2001

• Charter of the China Futures Association

  中国期货业协会章程

  Published: April 27 2001Effective: Upon adoption by the general meeting of the members and the verification by China Securities Regulatory CommissionInterpreting…

  June 02, 2001

• Share Issuance Examination Committee of China Securities Regulatory Commission, Examination Work Associated with the Issue of New Shares by Listed Companies Guidance Opinion

  中国证监会股票发行审核委员会关于上市公司新股发行审核工作的指导意见

  Promulgated: May 11 2001Effective: as of date of promulgationMain contents: According to the Opinion, members of the Share Issuance Examination Committee…

  June 02, 2001

• China Securities Regulatory Commission, Questions on the Provision of Security by Securities Companies Circular

  中国证券监督管理委员会关于证券公司担保问题的通知

  Issued: April 24 2001Main contents: The Circular sets forth restrictions on the provision of security by securities companies. For instance, the net capital…

  June 02, 2001

• Other Recent Legislation for this Month

  National LegislationAdvertising and MarketingThe Question of How to Define Serious Cases of Direct Marketing and Disguised Direct Marketing Offical Reply关于情节严重的传销或者变相传销行为如何定性问题的批复5500/2001.04.10Economic…

  June 02, 2001

• Companies Limited by Shares

  There have been an increasing number of multinational companies transforming, or planning to transform, their subsidiaries in China into companies…

  June 02, 2001