Capital Markets

• State Council, Financial Asset Management Companies Regulations

  国务院金融资产管理公司条例

  Promulgated: November 20 2000Effective: as of date of promulgationApplicability: For the purposes of the Regulations, financial asset management company…

  January 31, 2001

• Supreme People's Court, Several Issues Concerning the Application of the «PRC, Security Law» Interpretations

  最高人民法院关于适用《中华人民共和国担保法》若干问题的解释

  Promulgated: December 8 2000Effective: December 13 2000Main contents: The Interpretations cover sections in the PRC, Security Law concerning general provisions,…

  January 31, 2001

• China Securities Regulatory Commission, Standard Format for the Application Documents to be Submitted for Convertible Corporate Bond Issues (Draft for Comment)

  中国证券监督管理委员会上市公司发行可转换公司债券报送申请文件的标准格式(征求意见稿)

  Published: December 29 2000Main contents: This draft contains two parts. Part One is a standard table of contents for the application document, basically…

  January 31, 2001

• China Securities Regulatory Commission, Examination of Securities Companies Measures

  中国证券监督管理委员会证券公司检查办法

  Issued: December 12 2000    Effective: as of date of issueInterpreting authority: China Securities Regulatory Commission (CSRC)Applicability:…

  January 31, 2001

• Other Recent Legislation for this Month

  National LegislationBankingTwo Industrial Standards for the and the《Identification Number of the Issuing Bank and the Card Number of Bank Cards》and…

  January 31, 2001

• Judicial Interpretation on the PRC Security Law

  A judicial interpretation has been issued by the Supreme People's Court to resolve issues that have arisen in application and interpretation of the PRC Security Law.

  January 31, 2001

• New Provisions for Senior Managment of Securities Operators

  As a further step towards the regulation of the securities industry, the China Securities Regulatory Commission (the CSRC) issued the Administration of…

  February 28, 1999