The Procedures regulates fund offering, purchase and redemption of fund shares, fund Investments and earnings distribution, and fund shareholders' general meeting.
Promulgated: October 9 2004Effective: November 15 2004Applicability: For the purposes of the Procedures, "senior management personnel of securities companies"…
Promulgated: September 22 2004Effective: October 1 2004Applicability: For the purposes of the Procedures, "senior management personnel of the securities…
The Procedures deals with qualification of fund distribution agents, fund publicity and promotional materials requirements, and the regulation of sales business and fund sales charges.
Promulgated: July 15 2004Main contents: In the case of open-ended funds established or verified prior to the implementation of the Administration of the…
Issued: July 15 2004Main contents: Funds established or verified prior to the implementation of the Administration of Securities Investment Fund Operations…
National LegislationConstitution and Legal SystemMinistry of Justice Announcement (No.35): 35 Mainland Representative Offices of Hong Kong Law Firms Approved…
The Procedures regulate fund offerings, purchase and redemption of fund shares, fund investments, distribution of earnings, and fund shareholders' general meeting.