The Rules aim to maintain order in the securities markets. Transfer of non-tradable shares of listed companies must be handled by stock exchanges and in a centralized, uniform manner by Shanghai Stock Exchange, Shenzhen Stock Exchange, and the China Securities Depository and Clearing Corporation Ltd.
Promulgated: December 2 2004Effective: January 1 2005Interpreting authority: Ministry of CommerceApplicability: "Auction houses" refers to limited liability…
Issued: December 30 2004Effective: as of date of issueMain contents: The Circular sets forth the criteria for investment in insurance company subordinated…
Promulgated: December 7 2004Main contents: Inquiry recipients' own business or securities investment products managed by them shall be limited to the following…
Issued: December 8 2004Effective: as of date of issueMain contents: The Circular specifies the general requirements for information disclosure on consolidated…
Issued: December 7 2004Effective: January 1 2005Main contents: The Circular elaborates the procedure for making inquiries to securities investment fund…
Issued: January 11 2005Main contents: Securities companies intending to issue short-term bonds shall submit certain materials to certify their fulfilment…
The Circular deals with issues related to investments in insurance company subordinated debt with fixed term by insurance companies and insurance asset management companies. Investments in subordinated debt by insurance companies shall handled by the head office of insurance companies.