Capital Markets

• Measures for the Administration of the Sponsorship of the Offering and Listing of Securities

  证券发行上市保荐业务管理办法

  A sponsor shall establish a sound working draft system, and keep separate sponsorship working drafts for each project.

  December 18, 2008

• China Securities Regulatory Commission, Supplementary Provisions on Share Buyback by Listed Companies through Centralised Competitive Trading

  中国证券监督管理委员会关于上市公司以集中竞价交易方式回购股份的补充规定

  Share buyback by listed companies made easier.

  November 10, 2008

• RULES GOVERNING EXCHANGEABLE BONDS BROADEN INVESTMENT CHANNELS

  The China Securities Regulatory Commission (CSRC) has released new measures allowing shareholders of listed companies to issue exchangeable bonds. “The…

  November 10, 2008

• China Securities Regulatory Commission, Guiding Opinion on Further Regulating the Securities Investment Fund Valuation Business

  中国证券监督管理委员会关于进一步规范证券投资基金估值业务的指导意见　

  Clarity for valuation of securities investment fund products with no market price.

  November 10, 2008

• CLAIMS THAT CHINA'S FREEZE ON IPOS WILL HINDER THE MARKET

  The China Securities Regulatory Commission's (CSRC) recent temporary suspension on the initial public offerings (IPO) review won't help the market…

  November 10, 2008

• Shanghai Stock Exchange, Guidelines for the Increase in Shareholding by Shareholders of Listed Companies and their Persons Acting in Concert

  上海证券交易所上市公司股东及其一致行动人增持股份行为指引

  Shanghai Stock Exchange issues guidelines on disclosure of increase in shareholding.

  November 10, 2008

• China Banking Regulatory Commission, Operational Guidelines for the Private Equity Investment Trust Business of Trust Companies

  中国银行业监督管理委员会信托公司私人股权投资信托业务操作指引

  Clearer procedures for private equity investment through trust companies.

  November 10, 2008

• Shanghai Stock Exchange, Circular on Amending Article 7 of the «Guidelines for the Increase of Shareholding by Shareholders of Listed Companies and their Persons Acting in Concert»

  上海证券交易关于修订《上市公司股东及其一致行动人增持股份行为指引》第七条的通知

  Procedural obstacle cleared for increase of shareholding through Shanghai Stock Exchange.

  November 10, 2008

• China Securities Regulatory Commission, Trial Provisions for the Issuance of Exchangeable Bonds by Shareholders of Listed Companies

  中国证券监督管理委员会上市公司股东发行可交换公司债券试行规定

  Exchangeable bonds issued to solve problems of unloading non-tradable shares.

  November 10, 2008

• CSRC to Further Regulate the Valuation Measures of Securities Investment Funds

  Hubert TseYuan Tai PRC [email protected] the September 12 2008, the China Securities Regulatory Commission (CSRC) promulgated the Guiding…

  November 10, 2008