Main contents: The total number of shares involved in all the valid employee shareholding schemes of a listed company may not exceed 10% of the company's…
November 12, 2012
Capital Markets
Rules for the Establishment of Securities Companies with Foreign Equity Participation (2nd Revision)
The limit on the percentage of the shares of, or the percentage of the interest in, a securities company with foreign equity participation held by foreign investors has been raised to 49%.
November 07, 2012A subsidiary of a securities company that has been operating continuously for at least two years instead of five years may apply to expand its scope of business.
November 07, 2012Fund management companies allowed to engage in specific client assetmanagement business through their subsidiaries.
October 11, 2012The foreign shareholding in the domestic shareholder should be included whencalculating the total foreign shareholding of a joint venture fund managementcompany.
October 11, 2012Wealth management plans of fund management companies allowed to invest in non-listed equity.
October 11, 2012The Interpretation defines terms such as "a well-informed person with inside information regarding a securities or futures transaction" and "period of sensitivity of inside information".
October 04, 2012Enterprise income tax may not be levied by assessment against enterprises that solely engage in equity (stock) investment business.
September 12, 2012New Provisions have created competition between brokers by allowing foreign institutional investors to use more than one securities dealer
September 12, 2012Gary J Gao and Y Q Richard Song of Duan & Duan Law Firm provide a guide to developments in China's capital markets, including the drive to increase transparency and recover from the Muddy Waters scandal
September 12, 2012