Capital Markets

• General Office of the State Council, Circular on Forwarding the China Securities Regulatory Commission, Several Opinions on Launching a Pilot Project for the Domestic Offering of Shares and Depository Receipts by Innovative Enterprises

  国务院办公厅转发中国证券监督管理委员会关于开展创新企业境内发行股票或存托凭证试点的若干意见的通知

  China launches CDRs

  June 07, 2018

• China Securities Regulatory Commission, Implementing Rules for Appropriately Restricting Specific Persons Who Have Committed Serious Breaches of Trust from Boarding Trains and Civil Aircraft for a Fixed Period of Time

  中国证券监督管理委员会关于在一定期限内适当限制特定 严重失信人乘坐火车和民用航空器实施细则

  Persons may be deprived of their civil rights as a result of capital market breaches.

  June 07, 2018

• General Office of the Ministry of Justice, Circular on the Establishment of a Pool of Legal Talent with Foreign-related Experience

  司法部办公厅关于建立涉外律师人才库的通知

  China establishes a national pool of legal talent.

  June 05, 2018

• Circular on Tax Policies for Supporting the Opening of Crude Oil and Other Such Commodities Futures Markets to Foreign Investors

  关于支持原油等货物期货市场对外开放税收政策的通知

  China opens up its futures market

  June 05, 2018

• Measures for the Administration of Foreign-invested Securities Companies

  外商投资证券公司管理办法

  Foreign investors allowed controlling shareholdings in securities companies

  June 05, 2018

• Safe Landings: Navigating the Chinese Securities Market

  Siyuan Liu and Feng Zhao of Jingtian & Gongcheng highlight some key opportunities – and compliance risks – for foreign-invested securities companies in China.

  June 04, 2018

  

• China Securities Regulatory Commission, Guidelines for Contents and Formats for Information Disclosure by Companies That Offer Securities to the Public (No.26): Material Asset Restructurings of Listed Companies (Revised in 2017)

  中国证券监督管理委员会公开发行证券的公司信息披露内容与格式准则第26号——上市公司重大资产重组（2017年修订）

  Stricter disclosure requirements imposed for M&A partnerships.

  April 18, 2018

• People's Bank of China, China Banking Regulatory Commission, China Securities Regulatory Commission, China Insurance Regulatory Commission and State Administration of Foreign Exchange, Guiding Opinions on Regulating the Asset Management Business of Financial Institutions (Draft for Comments)

  中国人民银行、银监会、证监会、保监会、外汇局关于规范金融机构资产管理业务的指导意见 (征求意见稿)

   Issued: November 17 2017 Main contents: A financial institution may not provide roundabout services for the asset management product of another…

  March 30, 2018

• Ministry of Finance, People's Bank of China and China Securities Regulatory Commission, Measures for the Administration of the Formation of Sovereign Bond Underwriting Syndicates

  财政部、中国人民银行、中国证券监督管理委员会国债承销团组建工作管理办法

  Sovereign bond syndicates subject to third-party expert evaluation.

  March 30, 2018

• People's Bank of China, China Banking Regulatory Commission, China Securities Regulatory Commission and China Insurance Regulatory Commission, Circular on Regulating the Bond Trading Business of Bond Market Participants

  中国人民银行、中国银行业监督管理委员会、中国证券监督管理委员会、中国保险监督管理委员会关于规范债券市场参与者债券交易业务的通知

  Limits set on bond repurchases.

  March 30, 2018