Capital Markets

• China Securities Regulatory Commission and State Administration of Foreign Exchange, Several Questions Concerning Investment in Domestically Listed Foreign Investment Shares by Individual Residents in China Circular

  中国证券监督管理委员会、国家外汇管理局关于境内居民个人投资境内上市外资股若干问题的通知

  Issued: February 21 2001Effective: As of date of issue in respect of B share account application by securities business institutions, and as of February…

  February 28, 2001

• State Administration for Industry and Commerce, Supervision and Administration of Auctions Tentative Measures

  国家工商行政管理局拍卖监督管理暂行办法

  Promulgated: February 15 2001Effective: March 1 2001Main contents: Pursuant to the Measures, a county or higher level administration for industry and commerce…

  February 28, 2001

• China Securities Regulatory Commission, Issue of Convertible Corporate Bonds by Listed Companies Implementing Opinion (Draft for Comment)

  中国证券监督管理委员会上市公司发行可转换公司债券的实施意见(征求意见稿)

  Published: December 29 2000Interpreting authority: China Securities Regulatory Commission (CSRC)Applicability: This Opinion applies to renminbi-denominated…

  January 31, 2001

• State Council, Financial Asset Management Companies Regulations

  国务院金融资产管理公司条例

  Promulgated: November 20 2000Effective: as of date of promulgationApplicability: For the purposes of the Regulations, financial asset management company…

  January 31, 2001

• Supreme People's Court, Several Issues Concerning the Application of the «PRC, Security Law» Interpretations

  最高人民法院关于适用《中华人民共和国担保法》若干问题的解释

  Promulgated: December 8 2000Effective: December 13 2000Main contents: The Interpretations cover sections in the PRC, Security Law concerning general provisions,…

  January 31, 2001

• China Securities Regulatory Commission, Standard Format for the Application Documents to be Submitted for Convertible Corporate Bond Issues (Draft for Comment)

  中国证券监督管理委员会上市公司发行可转换公司债券报送申请文件的标准格式(征求意见稿)

  Published: December 29 2000Main contents: This draft contains two parts. Part One is a standard table of contents for the application document, basically…

  January 31, 2001

• China Securities Regulatory Commission, Examination of Securities Companies Measures

  中国证券监督管理委员会证券公司检查办法

  Issued: December 12 2000    Effective: as of date of issueInterpreting authority: China Securities Regulatory Commission (CSRC)Applicability:…

  January 31, 2001

• Other Recent Legislation for this Month

  National LegislationBankingTwo Industrial Standards for the and the《Identification Number of the Issuing Bank and the Card Number of Bank Cards》and…

  January 31, 2001

• Judicial Interpretation on the PRC Security Law

  A judicial interpretation has been issued by the Supreme People's Court to resolve issues that have arisen in application and interpretation of the PRC Security Law.

  January 31, 2001

• New Provisions for Senior Managment of Securities Operators

  As a further step towards the regulation of the securities industry, the China Securities Regulatory Commission (the CSRC) issued the Administration of…

  February 28, 1999